AI Employees for Financial Services
Your Compliance Team Is Drowning. Your Advisors Are Doing Admin Work. Your Operations Run on Spreadsheets.
TAG AI deploys AI Employees that handle the manual, regulated, repetitive work choking financial services operations — so your people can focus on clients instead of paperwork.
30+
Hours saved per week per advisor
90%
of compliance reporting automated
30
Days to first live outcome
Sound familiar?
- Your advisors spend more time on KYC paperwork than with clients
- Compliance reports take three people two weeks to generate every quarter
- Client onboarding takes ten days because every step requires manual review
- Document review for new accounts is killing your back office
- You missed a regulatory deadline last quarter because someone forgot to update a spreadsheet
- Your top advisor just left because they were doing 60% admin work
What AI Employees do in your industry
Five automations. Five outcomes you can measure.
Client Onboarding Pipeline
Problem
Onboarding a new client takes 10 days, 6 forms, and 4 manual reviews.
Solution
An AI Employee reads the application, runs KYC, validates documents, generates the welcome packet, and books the kickoff call.
Outcome
10 days → 24 hours.
Compliance Reporting Engine
Problem
Quarterly compliance reports take 80 hours across three people.
Solution
AI Employees pull data from every system, generate the report, flag exceptions, and route for sign-off.
Outcome
80 hours → 4 hours.
Portfolio Review Generator
Problem
Quarterly portfolio reviews are written manually for every client.
Solution
An AI Employee generates personalized portfolio commentary, performance summaries, and recommendations from real data.
Outcome
200 reviews in the time it took to write 20.
Inbound Inquiry Triage
Problem
Prospect inquiries get lost across email, phone, and forms.
Solution
An AI Employee qualifies every lead, books the right advisor, and updates the CRM.
Outcome
Zero missed leads, 60-second response time.
Document Intelligence
Problem
Reviewing applications, contracts, and statements is a full-time job.
Solution
An AI Employee reads, extracts, validates, and routes every document automatically.
Outcome
90% of manual review eliminated.
Sample Workflow · Inbound Lead to Funded Account
- 01Prospect submits inquiry on website
- 02AI Employee Triage qualifies and routes to the right advisor
- 03AI Employee Welcome generates personalized email and books the discovery call
- 04AI Employee Briefing prepares the advisor with a full prospect dossier before the call
- 05After the call, AI Employee Onboarder generates documents
- 06AI Employee Compliance runs KYC, validates ID, and processes documentation
- 07AI Employee Closer sends approval and welcomes the new client
- 08Account funded and active in 24 hours instead of 10 days
What TAG AI delivers.
- Custom AI Employee pipelines built for your specific compliance environment
- Integration with your existing CRM, custodian, and document systems
- Compliance-aware automation that respects FINRA, SEC, and state regulations
- Live in 30 days, not 6 months